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Investment Industry Regulatory Organization of Canada
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431	[Comments by ST on November 8, 2010] Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:09 Finance Financial system Securities Economy of Canada Universal Market Integrity Rules Naked short selling Canadian securities regulation Short Investment Industry Regulatory Organization of Canada Financial regulation Financial economics Short selling
432	Microsoft Word - 11_321_notice.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:04 Canadian law Canadian securities regulation Financial economics Investment Industry Regulatory Organization of Canada Financial system ACT Business continuity Financial regulation Self-regulatory organizations Business
433	1 CSA Staff Notice[removed]Extension of Interim Relief for Members of the Investment Industry Regulatory Organization of Canada from the Requirement in section[removed]of National Instrument[removed]Registration Requireme Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-10-07 14:18:10 73rd United States Congress Finance Financial system Canadian law Canadian securities regulation Securities Act Investment Industry Regulatory Organization of Canada Exempt market dealer Non-reporting issuer Financial economics United States Securities and Exchange Commission United States securities law
434	FORM 33-506F5 CHANGE OF REGISTRATION INFORMATION (sections 3.1 and[removed]GENERAL INSTRUCTIONS Complete and submit this form to notify the relevant regulator(s) or, in Québec, the securities regulatory authority, or self Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 21:25:09 Ontario Securities Commission Autorité des marchés financiers British Columbia Securities Commission Self-regulatory organization Securities Commission Investment Industry Regulatory Organization of Canada Canadian securities regulation Securities Exchange Act Financial regulation Financial system Government
435	CSA Staff Notice[removed]Further omnibus / blanket orders exempting registrants from certain provisions of National Instrument[removed]Registration Requirements and Exemptions September 10, 2010 Since the coming into force Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:12 Business Canadian securities regulation Financial regulation Finance Investment Regulation D Tel Aviv Stock Exchange Investment Industry Regulatory Organization of Canada Canadian Securities Administrators Financial economics United States Securities and Exchange Commission Canadian law
436	CSA Multilateral Staff Notice[removed]Third Update on Principal Protected Notes August 30, 2012 This CSA Multilateral Staff Notice is being published by staff of all members of the Canadian Securities Administrators, exce Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-08 11:46:58 United States securities law Securities Notes Principal protected note Self-regulatory organizations Canadian securities regulation Investment Industry Regulatory Organization of Canada Registered representative Deposit insurance Financial regulation Financial system Financial economics
437	The Ontario Securities Commission OSC Bulletin May 29, 2014 Volume 37, Issue[removed]), 37 OSCB Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-06-05 13:53:16 United States Securities and Exchange Commission Financial system Finance New Deal Securities Act Investment Industry Regulatory Organization of Canada Securities Commission of New Zealand Securities regulation in the United States Exempt market dealer Financial economics United States securities law 73rd United States Congress
438	THE SECURITIES ACT Section[removed]and National Instrument[removed]Registration Requirements and Exemptions ) ) Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:18:01 Financial system Financial regulation Investment Industry Regulatory Organization of Canada Securities Securities Act Exempt market dealer Financial economics United States securities law Business
439	Microsoft Word - 33_109f2_am.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:48 Securities Financial economics Autorité des marchés financiers Ontario Securities Commission Self-regulatory organization British Columbia Securities Commission Securities Commission United States securities law Investment Industry Regulatory Organization of Canada Financial regulation United States Securities and Exchange Commission Financial system
440	For Immediate Release April 13, 2012 CSA and IIROC announce the implementation of a dark liquidity framework in Canada Toronto – The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-08 11:47:00 Finance Investment Industry Regulatory Organization of Canada Canadian securities regulation Universal Market Integrity Rules Dark liquidity Canadian Securities Administrators Capital market Ontario Securities Commission Securities Commission of New Zealand Financial markets Financial economics Financial system

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